Join Our Team
Capital Investment Companies is one of the premier independent broker-dealers in the SouthEast. We offer all of the resources of a large, corporate-backed firm to support our independent reps, but it’s our personalized support that gives us that “family feel”. This commitment to personal care has earned our company a loyal team of brokers and a following of investors that’s growing every day.
With the latest technology, ample wealth management solutions, competitive fees, broker friendly compliance, we offer everything from traditional brokerage to money management to estate planning to trust services to comprehensive insurance solutions to compliment a holistic style of financial planning. Our hands-on, in the field assistance makes us your “team for success”.
If you are looking for a place you can soar past corporate red tape to individual success –as an independent rep or an investor — then you should … Come Home To Capital!
Reasons To Join
- High commission payouts with minimum break points.
- Comprehensive, reasonably priced, E & O insurance with a Deductible Reinsurance Policy.
- Comprehensive insurance and estate planning services with high payouts.
- Efficient, fast, trading and clearing services provided by Pershing.
- Professional, courteous home office staff resulting in minimal problems and quick solutions.
- You determine customer commission rates, from discount to full-service.
- Complete fixed income trading services through Pershing.
- $100 million of customer brokerage account protection with Pershing.
- Cash Management Accounts (CMA’s) and FREE checking services at Pershing..
- Monthly sales calls concentrating on sales and marketing.
- Revitalizing national sales conferences with Continuing Education.
- “In-the-field” sales training and assistance.
- Assistance with practice management.
- In-house professional due diligence supplemented by outside counsel.
- Comprehensive Alternative Investment Platform
- Home or branch office training classes for your support staff.
- Fast service on your securities license transfer if eligible for “TAT”.
- 48-hour turn-around on compliance approval for seminars, radio shows, articles.
- 24-hour compliance approval on business cards, stationary, and signs.
- Comprehensive ‘Best Practices’ Technology Platform featuring portfolio monitoring, risk or asset allocation reports, practice management, financial planning, portfolio performance and aggregation reports with Albridge.
- Money Management programs offering various nationally recognized managers.
- The Ensemble Platform which is comprised of seven different companies/divisions to cross-market and grow your business.
Pick Us For Your Broker/Dealer
- Capital Insurance Affiliates – a full service insurance division with estate planning expertise.
- Capital Advisers – an asset allocation program using no-load mutual funds, load funds at NAV, ETF’s and Separate Account Managers.
- Capital Mortgage Associates – helps your clients finance or refinance their homes.
- The Capital Foundation – an organization that addresses individual charitable concerns while enjoying financial advantages of tax-exempt status.
- Capital Investment Advisory Services – Comprehensive “rep-as-manager” platform with low-priced models to meet your clients’ needs.
- Capital’s Trust Services – fiduciary services from a single source to meet any of your clients’ estate planning needs.
- Capital Bank Partners – we help “bridge-the-gap” between banking and investments for our banks’ customers.